TriCapital has been in business since June, 1999 when it was founded by Randy White.
The mark CFP® and CERTIFIED FINANCIAL PLANNER™ can only be used by financial planners who are committed to competent and ethical behavior when providing financial planning services. CFP® practitioners have taken the extra step to demonstrate their professionalism by voluntarily submitting to the rigorous CFP® certification process. In addition to significant education and experience requirements, they must pass a comprehensive exam that tests their personal financial planning knowledge and skills, continuously update their abilities and abide by a strict Code of Ethics.
It’s easy – simply make an appointment with us to discuss your financial situation. After the initial meeting you’ll know how we can help you and we’ll both know if it’s a good fit. We’ll take it from there.
We strive to ensure our fees are transparent, competitive, and fair. We believe that investment management fees based on the assets we manage for you is the most appropriate method since it aligns our interests with yours perfectly. When your accounts grow and you prosper, we prosper. Likewise, if your accounts decline we are in the same boat with you and our compensation declines. Since many client situations are unique, we do retain the flexibility to offer other compensation alternatives, such as an annual retainer, when a particular client situation calls for it. You will always know what fees to expect and have an opportunity to approve them in advance. The bottom line is that we strive to create relationships in which our clients feel they receive high value for the services we provide.
Headquartered in Atlanta, Georgia, Triad Advisors, LLC. is an independent broker/dealer comprised of successful, independent financial professionals located throughout the United States. As a boutique firm, Triad provides the most flexible, non-proprietary wealth management platform in the industry with unmatched reports, products, services and support. Triad’s nourishing, personalized culture of service has attracted the upper echelon of advisors and is the primary reason Triad is one of the top broker/dealers in the industry, as recognized in numerous financial publications.
Ladenburg Thalmann Financial Services Inc., established in 1876, is one of the oldest and most influential financial service firms in the country. Ladenburg Thalmann is the parent company of Triad Advisors. As a part of Ladenburg Thalmann’s family of companies, Triad provides TriCapital with the financial strength and power of an investment bank, innovative solutions to support TriCapital clients, plus access to a singular blend of retail and institutional products and services.
Both Triad Advisors and National Financial Services are members of the Securities Investor Protection Corporation (SIPC) which was created in 1970 to restore funds to investors with assets at bankrupt or financially troubled brokerage firms. Coverage for cash and securities in protected client accounts is provided from two sources: (1) SIPC insurance provides $500,000 of net equity protection including up to $250,000 for cash claims; and (2) Fidelity maintains additional protection for client assets at no cost to you. This policy, through Lloyd’s of London and other insurers, offers $1 billion in coverage which is the maximum “excess SIPC” coverage currently available in the brokerage industry.