TriCapital Wealth Management has developed and maintains a business continuity plan. This plan outlines the means by which our location at 6000 Fairview Road, Suite 415 in Charlotte, NC will respond to future significant business disruptions, both internal and external.
TriCapital Wealth Management is equipped for resumption of business in the event a significant business disruption affects the building, business district, city, and/or the region. TriCapital Wealth Management. will make every effort to continue to conduct business during those disruptions.
In the event a significant business disruption affects the building, business district, city and/or region, TriCapital may choose to relocate key personnel and telephone service to one or both of our designated alternative locations. Mission critical functions of order taking, order entry and submitting requests for distributions of funds are designed to continue at the alternative location(s).
Relocation of mission critical functions will be completed within four hours of the significant business disruption. While detailed business resumption plans are in place, please be advised that TriCapital Wealth Management cannot guarantee recovery as quickly as outlined above under all possible scenarios. Our recovery time objective may be negatively impacted by the unavailability of critical business constituents and/ or other circumstances beyond our control.In the event of a significant business disruption at 6000 Fairview Road, Suite 415 in Charlotte, NC, customers may contact their TriCapital Wealth Management representative directly, our office 704-571-8778, or refer to our public website at www.tricapitalgroup.com.Please be advised that TriCapital Wealth Management Inc.’s Business Continuity Plan is subject to modification. To obtain the most current version of this summary of our business continuity plan, customers may refer to our website at www.tricapitalgroup.com or contact their TriCapital Wealth Management, Inc. representative to request an updated copy of the summary to be delivered by mail.