Our Services

The unique approach offered by TriCapital Financial Group provides you with the advantage of personalized and coordinated financial management that includes:

  1. Pre-retirement analysis and planning
     
  2. Management of retirement assets
     
  3. Coping with divorce or the loss of a spouse
     
  4. Estate Planning
     
  5. Wealth Management

TriCapital Financial Group was formed in 1999 by financial planning professionals who were committed to bringing fresh insight along with experienced counsel to the task of wealth planning and management. Certified Financial Planner® Randy White discusses the principles upon which TriCapital was formed:

I wanted our success to result solely from our ability to help our clients work towards building their wealth and potentially achieving their goals. And that can best be accomplished if our allegiance is to the client, not to certain investment products or a one-size-fits-all financial mold.

TriCapital Financial Group was formed as a Registered Investment Adviser firm in order to provide full financial planning and investment management services. But I wanted to do business differently. First and foremost, I wanted to be independent - to be free of any biases or conflicts that may come with narrow expertise or handling only certain investment products. I also wanted relationships to be central to every client transaction. With a team approach, our clients benefit by being offered a broad base of knowledge, creative ideas and a variety of planning options and possible solutions. I believe the result is a more proactive and dynamic planning process.

Bottom line, I wanted each client to benefit from the collected experience of a team, delivering customized solutions in a setting that places our relationship with the client above all else. This, I believe, is what successful, goal-oriented people are looking for and what will give them an opportunity to consistently work towards building their wealth through informed, sensible investments and financial management.

The unique approach offered by TriCapital Financial Group provides you with the advantage of personalized and coordinated financial management that includes:

  • Investment planning and management
  • Estate planning
  • Retirement analysis and planning
  • Tax planning and coordination
  • Business planning and employee benefits

Fees*

TriCapital chooses to be compensated primarily through fees, which enables us to serve you without bias toward any product or investment. Our minimum annual fee is $2,500 for ongoing financial planning and investment management. But we do retain the flexibility to offer other compensation alternatives for one-time planning engagements or when a particular client situation calls for it. Fees can be billed to the client or deducted from the client`s investment accounts at their choosing. Financial planning and investment management services carry no specific term and can be terminated at any time. However, all client engagements are entered into with the expectation of developing a long-term relationship.

We believe our team approach to serving you sets us apart from most investment and financial management firms. We’d like to tell you about the team that will support your life goals. (Click on OUR TEAM.)

Would you like to know more about the kind of client who finds a good fit at TriCapital Financial Group? (Click on WHO WE SERVE.)

* FEE DISCLOSURE: Additional compensation may apply in the form of commissions for purchase of individual stocks, bonds and through service fees (12-b-1) for mutual fund transactions. Fees, charges and expenses are detailed in TriCapital Financial Group's ADV II Schedule F.